Regulation & Rule Tracker
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Securities and Exchange Commission
United States-
Technical Amendments to Commission Forms
The Securities and Exchange Commission ("Commission") is adopting technical amendments to various forms under the Securities Exchange Act of 1934 ("Exchange ...
Final rule
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Delegation of Authority To Grant or Deny Exemptions From Rule 612 of Regulation NMS Under the Securities Exchange Act of 1934
The Securities and Exchange Commission ("Commission") is adopting a technical amendment to correct an outdated cross-reference in its rules delegating author...
Final rule
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Commission Quorum Requirement
The Securities and Exchange Commission ("Commission") is amending its rules concerning the circumstances under which a quorum of the Commission is present. T...
Final rule