2025-22583: Technical Amendments to Commission Forms

Get alerted when the next rule lands

New rules open for comment on their own schedule. Pick how you want to hear about them — we email you when one appears.

Publishing to members? Embed a live rule tracker on your own site — the proposed rules in your area and the comment deadlines closing on them, updating themselves. Free, one line of HTML.

Create a free account & build one →

Summary

The Securities and Exchange Commission ("Commission") is adopting technical amendments to various forms under the Securities Exchange Act of 1934 ("Exchange Act") to correct the address for the principal office of the Commission.

The agency’s own summary, as published.

The rule, in full

704 words as published, December 11, 2025. View the original →

Federal Register, Volume 90 Issue 236 (Thursday, December 11, 2025) [Federal Register Volume 90, Number 236 (Thursday, December 11, 2025)] [Rules and Regulations] [Pages 57355-57356] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2025-22583] ======================================================================= ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 249 [Release No. 34-104349] Technical Amendments to Commission Forms

Agency

Securities and Exchange Commission.

Action

Final rule; technical amendments. -----------------------------------------------------------------------

Summary

The Securities and Exchange Commission (``Commission'') is adopting technical amendments to various forms under the Securities Exchange Act of 1934 (``Exchange Act'') to correct the address for the principal office of the Commission.

Dates

The amendments to the forms are effective December 11, 2025.

For Further Information Contact

Justin Pica, Assistant Director, or Tyler Raimo, Assistant Director, Office of Market Supervision, at (202) 551-5500, Division of Trading and Markets, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549.

Supplementary Information

The Commission is amending the following forms: ------------------------------------------------------------------------ CFR citation (17 Commission reference CFR) ------------------------------------------------------------------------ Forms, Securities Exchange Act of 1934: [[Page 57356]] Form 1........................................... Sec. 249.1 Form 1-N......................................... Sec. 249.10 Form R31......................................... Sec. 249.11 Form ATS......................................... Sec. 249.637 Form ATS-R....................................... Sec. 249.638 Form PILOT....................................... Sec. 249.821 ------------------------------------------------------------------------ The amendments make technical corrections to certain Commission forms with respect to the Commission's address in Washington DC, where the address appearing on a form was not updated when the Commission moved its principal office to 100 F Street NE, Washington, DC 20549. The text of these forms do not, and these amendments will not, appear in the Code of Federal Regulations. Statutory Authority We are adopting these technical amendments under the authority set forth in section 23(a) of the Exchange Act. List of Subjects in 17 CFR Part 249 Brokers, Reporting and recordkeeping requirements, Securities. Text of Amendments For reasons set forth in the preamble, title 17, chapter II of the Code of Federal Regulations is amended as follows: PART 249--FORMS, SECURITIES EXCHANGE ACT OF 1934 0

1. The authority for part 249 continues to read, in part, as follows:

Authority: 15 U.S.C. 78a et seq. and 7201 et seq.; 12 U.S.C. 5461 et seq.; 18 U.S.C. 1350; Sec. 953(b) Pub. L. 111-203, 124 Stat. 1904; Sec. 102(a)(3) Pub. L. 112-106, 126 Stat. 309 (2012), Sec. 107 Pub. L. 112-106, 126 Stat. 313 (2012), Sec. 72001 Pub. L. 114-94, 129 Stat. 1312 (2015), and secs. 2 and 3 Pub. L. 116-222, 134 Stat. 1063 (2020), unless otherwise noted. * * * * * 0

2. Amend Form 1 (referenced in Sec. 249.1) by, in section A.8 of the

instructions, removing the text ``450 Fifth Street NW, Washington, DC 20549'' and adding, in its place, the text ``100 F Street NE, Washington, DC 20549''. Note: Form 1 will not appear in the Code of Federal Regulations. 0

3. Amend Form 1-N (referenced in Sec. 249.10) by, in section A.8 of

the instructions, removing the text ``450 Fifth Street NW, Washington, DC 20549'' and adding, in its place, the text ``100 F Street NE, Washington, DC 20549''. Note: Form 1-N will not appear in the Code of Federal Regulations. 0

4. Amend Form R31 (referenced in Sec. 249.11) by, in section B.8 of

the instructions, removing the text ``450 Fifth Street NW; Washington, DC 20549-1105'' and adding, in its place, the text ``100 F Street NE, Washington, DC 20549''. Note: Form R31 will not appear in the Code of Federal Regulations. 0

5. Amend Form ATS (referenced in Sec. 249.637) and Form ATS-R

(referenced in Sec. 249.638) by, in section A.5 of the instructions, by removing the text ``450 Fifth Street NW, Washington DC 20549-1002'' and adding, in its place, the text ``100 F Street NE, Washington, DC 20549''. Note: Form ATS and Form ATS-R will not appear in the Code of Federal Regulations. 0

6. Amend Form PILOT (referenced in Sec. 249.821) by, in section A.5 of

the instructions, removing the text ``450 Fifth Street NW, Washington, DC 20549'' and adding, in its place, the text ``100 F Street NE, Washington, DC 20549''. Note: Form PILOT will not appear in the Code of Federal Regulations. Dated: December 9, 2025.

J. Matthew DeLesDernier,

Deputy Secretary. [FR Doc. 2025-22583 Filed 12-10-25; 8:45 am] BILLING CODE 8011-01-P

Don't miss the comment window

One Click Politics alerts you on every deadline, hearing, and rule change.

See all rules with comments due soon →