2016-20890: Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Notice of Order With Respect to MSRB Rule G-37
Get alerted when the next rule lands
New rules open for comment on their own schedule. Pick how you want to hear about them — we email you when one appears.
Publishing to members? Embed a live rule tracker on your own site — the proposed rules in your area and the comment deadlines closing on them, updating themselves. Free, one line of HTML.
Create a free account & build one →Summary
The Securities and Exchange Commission ("Commission" or "SEC") intends to issue an order pursuant to section 206 of the Investment Advisers Act of 1940 (the "Advisers Act") and rule 206(4)- 5 thereunder (the "SEC Pay to Play Rule") finding that the Municipal Securities Rulemaking Board ("MSRB") rule G-37 (the "MSRB Pay to Play Rule") imposes substantially equivalent or more stringent restrictions on municipal advisors than the SEC Pay to Play Rule imposes on investment advisers and is consistent with the objectives of the SEC Pay to Play Rule.
The agency’s own summary, as published.
What this changes
Amends 1 part of the Code of Federal Regulations — the standing rules this notice rewrites.
Don't miss the comment window
One Click Politics alerts you on every deadline, hearing, and rule change.
See all rules with comments due soon →