2019-10016: Proposed Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements
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The Securities and Exchange Commission ("SEC" or "Commission") is proposing a number of actions to address the cross- border application of certain security-based swap requirements under the Securities Exchange Act of 1934 ("Exchange Act") that were added by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act").
The agency’s own summary, as published.
What this changes
Amends 2 parts of the Code of Federal Regulations — the standing rules this notice rewrites.
Rulemaking docket
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