2022-13307: Request for Comment on Certain Information Providers Acting as Investment Advisers
Public comment closed .
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The Securities and Exchange Commission ("Commission" or "SEC") is seeking public comment on certain information providers whose activities, in whole or in part, may cause them to meet the definition of "investment adviser" under the Investment Advisers Act of 1940 ("Advisers Act" or "Act").
The agency’s own summary, as published.
What this changes
Amends 2 parts of the Code of Federal Regulations — the standing rules this notice rewrites.
Rulemaking docket
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