Securities and Exchange Commission
Final Rule
C1-2016-03178: Security-Based Swap Transactions Connected With a Non-U.S. Person's Dealing Activity That Are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent; Security-Based Swap Dealer De Minimis Exception
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Amends 1 part of the Code of Federal Regulations — the standing rules this notice rewrites.
Rulemaking docket
RIN 3235-AL73
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