2020-02721: Swap Execution Facility Requirements and Real-Time Reporting Requirements

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Summary

The Commodity Futures Trading Commission ("Commission" or "CFTC") proposes to amend certain parts of its regulations relating to the execution of package transactions on swap execution facilities ("SEFs"); the execution of block trades on SEFs; and the resolution of error trades on SEFs. These matters are currently the subject of relief in certain no-action letters from Commission staff.

The agency’s own summary, as published.

What this changes

Amends 3 parts of the Code of Federal Regulations — the standing rules this notice rewrites.

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