Securities Division Docket 250276 Notice

in-20250514-IR-710250276RAA: 710 IAC 5-1

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Summary

Moves to one (1) article in the Indiana Administrative Code rules that establish how the fines and civil penalties amounts imposed by the Securities Division under the Indiana Uniform Securities Act (IC 23-19) are determined. Moves to one (1) article in the Indiana Administrative Code rules that establish how the fines and civil penalties amounts imposed by the Securities Division under the Indiana Loan Broker Act (IC 23-2.5) are determined. Moves to one (1) article in the Indiana Administrative Code rules that establish how the fines and civil penalties amounts imposed by the Securities Division under the Indiana Franchises Act (IC 23-2-2.5) are determined. Moves to one (1) article in the Indiana Administrative Code rules that establish how the fines and civil penalties amounts imposed by the Securities Division under the Indiana Collection Agencies Act (IC 25-11) are determined. Moves to one (1) article in the Indiana Administrative Code rules that establish how the fines and civil penalties amounts imposed by the Securities Division under the Indiana Commodities Act (IC 23-2-6) are determined. IX. Contact Information of Staff to Answer Substantive Questions

The agency’s own summary, as published.

The rule, in full

257 words as published, May 14, 2025. View the original →

TITLE 710 SECURITIES DIVISION Regulatory Analysis LSA Document #25-276 I. Description of Rule II. Fiscal Impact Analysis III. Impacted Parties IV. Changes in Proposed Rule Indiana Administrative Code Provision Proposed Changes 710 IAC 5-1 Moves to one (1) article in the Indiana Administrative Code rules that establish how the fines and civil penalties amounts imposed by the Securities Division under the Indiana Uniform Securities Act (IC 23-19) are determined. 710 IAC 5-2 Moves to one (1) article in the Indiana Administrative Code rules that establish how the fines and civil penalties amounts imposed by the Securities Division under the Indiana Loan Broker Act (IC 23-2.5) are determined. 710 IAC 5-3 Moves to one (1) article in the Indiana Administrative Code rules that establish how the fines and civil penalties amounts imposed by the Securities Division under the Indiana Franchises Act (IC 23-2-2.5) are determined. 710 IAC 5-4 Moves to one (1) article in the Indiana Administrative Code rules that establish how the fines and civil penalties amounts imposed by the Securities Division under the Indiana Collection Agencies Act (IC 25-11) are determined. 710 IAC 5-5 Moves to one (1) article in the Indiana Administrative Code rules that establish how the fines and civil penalties amounts imposed by the Securities Division under the Indiana Commodities Act (IC 23-2-6) are determined. V. Benefit Analysis VI. Cost Analysis VII. Sources of Information VIII. Regulatory Analysis IX. Contact Information of Staff to Answer Substantive Questions Notice of Public Comment Period for Interim Rule: 20250514-IR-710250276INA Notice of Determination Received: May 8, 2025

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