Securities Division Docket 240641 Notice

in-20250903-IR-710240641RAA: Regulatory Analysis — 710 IAC (LSA #240641)

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Summary

I. Statement Whether the Subject Matter Covered by the Rule Remains Carried out by the Agency III. Analysis of fees, fines, and civil penalties under IC 4-22-2-19.6 IV. Cost-Benefit, Economic Impact, Fiscal Impact, or Regulatory Burden Statements VIII. Changes in Technology, Economic Conditions, or Other Factors XII. Contact Information of Staff to Answer Substantive Questions

The agency’s own summary, as published.

The rule, in full

121 words as published, September 03, 2025. View the original →

TITLE 710 SECURITIES DIVISION Readoption Review LSA Document # 24-641 I. Statement Whether the Subject Matter Covered by the Rule Remains Carried out by the Agency II. Rationale for the Continued Need for the Rule  III. Analysis of fees, fines, and civil penalties under IC 4-22-2-19.6 IV. Cost-Benefit, Economic Impact, Fiscal Impact, or Regulatory Burden Statements V. Alternative Methods of Achieving the Purpose of the Rule VI. Complaints and Comments VII. Difficulties Encountered VIII. Changes in Technology, Economic Conditions, or Other Factors IX. Other State or Federal Requirements X. Previous Amendments XI. Integration into Indiana Code XII. Contact Information of Staff to Answer Substantive Questions Notice of Public Comment Period for Rule Readoption: 20250903-IR-710240641RNA Notice of Determination Received: August 26, 2025

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