in-20251029-IR-710250231PHA: Notice of Public Hearing — 710 IAC (LSA #250231)
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Under IC 4-22-2-24, notice is hereby given that on December 1, 2025, at 11:00 a.m., at the Indiana Government Center South, 302 West Washington Street, E111 – Dunes Conference Room, Indianapolis, Indiana, the Indiana Securities Division (division) will hold a second public hearing on adding new rules at 710 IAC 5 concerning general provisions on the assessment of fines and penalties. The purpose of this hearing is to receive comments from the public prior to consideration of adoption of these rules by the division. All interested persons are invited and will be given reasonable opportunity to express their views concerning the proposed new rules under 710 IAC 5. This notice is for the second of two (2) public hearings in which the public may comment on the proposed rule. Following the second public comment period and this public hearing, the division may adopt a version of the proposed rule that is the same as or does not substantially differ from the text of the proposed rule published in the Notice of Second Public Comment Period. The public may attend the division public hearing in person or join remotely at https://securities.sos.in.gov/rule-making-docket/. Copies of these rules are now on file at the Securities Division, 302 West Washington Street, Room E-111, Indianapolis, Indiana and are open for public inspection and copying.
The agency’s own summary, as published.
The rule, in full
237 words as published, October 29, 2025. View the original →
TITLE 710 SECURITIES DIVISION Notice of Second Public Hearing LSA Document #25-231 Under IC 4-22-2-24, notice is hereby given that on December 1, 2025, at 11:00 a.m., at the Indiana Government Center South, 302 West Washington Street, E111 – Dunes Conference Room, Indianapolis, Indiana, the Indiana Securities Division (division) will hold a second public hearing on adding new rules at 710 IAC 5 concerning general provisions on the assessment of fines and penalties. The purpose of this hearing is to receive comments from the public prior to consideration of adoption of these rules by the division. All interested persons are invited and will be given reasonable opportunity to express their views concerning the proposed new rules under 710 IAC 5. This notice is for the second of two (2) public hearings in which the public may comment on the proposed rule. Following the second public comment period and this public hearing, the division may adopt a version of the proposed rule that is the same as or does not substantially differ from the text of the proposed rule published in the Notice of Second Public Comment Period. The public may attend the division public hearing in person or join remotely at https://securities.sos.in.gov/rule-making-docket/. Copies of these rules are now on file at the Securities Division, 302 West Washington Street, Room E-111, Indianapolis, Indiana and are open for public inspection and copying. Notice of Second Public Comment Period: 20251029-IR-710250231SNA
Documents
- Full text (state register) · October 29, 2025
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