Department of Financial Regulation Docket 26P030 Proposed Rule

vt-26P030: Department of Financial Regulation Administrative Procedures Rule.

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Summary

The rule sets forth DFR's procedures for contested cases and other administrative matters, including APA petitions of various types. It is an update to DFR's existing APA rule, intended to bring clarity to definitions and procedures. The amended rule more clearly delineates roles and responsibilities within DFR. The amendment also modernizes filing and service requirements.

The agency’s own summary, as published.

The rule, in full

482 words as published, September 30, 2026. View the original →

Vermont Secretary of State Rules Service Proposed Rules PostingsA Service of the Office of the Secretary of State Vermont.gov Feedback SOS Website APA Site Code of Vermont Rules Recent Search Rules Calendar Subscribe APA Contact Info Search Rules Deadline For Public Comment Deadline: Dec 03, 2026Please submit comments to the agency or primary contact person listed below, before the deadline. Rule Details Rule Number: 26P030 Title: Department of Financial Regulation Administrative Procedures Rule. Type: Standard Status: Proposed Agency: Department of Financial Regulation Legal Authority: 8 V.S.A. § 15(a); 9 V.S.A. § 5605 Summary: The rule sets forth DFR's procedures for contested cases and other administrative matters, including APA petitions of various types. It is an update to DFR's existing APA rule, intended to bring clarity to definitions and procedures. The amended rule more clearly delineates roles and responsibilities within DFR. The amendment also modernizes filing and service requirements. Persons Affected: Entities regulated by the Commissioner, including Vermont-domiciled financial institutions. Individuals holding licenses issued by the Commissioner, including insurance and securities professionals. Other financial services entities and individuals doing business in Vermont. Economic Impact: The economic impact is expected to be de minimis. The rule imposes no fees and creates no new obligations for regulated entities or licensed individuals. There is an existing DFR procedural rule and the revisions add no substantive compliance obligations. Having a clearer procedural rule is beneficial to regulated entities and the Department. Posting date: Sep 30,2026 Hearing Information Information for Hearing # 1 Hearing date: 11-19-2026 10:00 AM    Location: Dept. of Financial Regulation Address: 89 Main Street City: Montpelier State: VT Zip: 05602 Hearing Notes: Also virtually via MS Teams: https://teams.microsoft.com/meet/276865087756091?px6d7Hap0EN9sXnHjc0 Meeting ID: 276 865 087 756 091 Passcode: Nu3t5Tq6 Information for Hearing # 2 Hearing date: 11-19-2026 10:00 AM    Location: Virtually via MS Teams Address: https://teams.microsoft.com/meet/276865087756091?px6d7Hap0EN9sXnHjc0 City: Meeting ID: 276 865 087 756 091 Passcode: Nu3t5Tq6 State: VT Zip: n/a Hearing Notes: Virtually via MS Teams: https://teams.microsoft.com/meet/276865087756091?px6d7Hap0EN9sXnHjc0 Meeting ID: 276 865 087 756 091 Passcode: Nu3t5Tq6 Contact Information Information for Contact # 1 Level: Primary     Name: Gavin Boyles, Assistant General Counsel     Agency: Department of Financial Regulation     Address: 89 Main Street     City: Montpelier     State: VT     Zip: 05609     Telephone: 802-522-2685     Fax:     Email:  gavin.boyles@vermont.gov             Website Address:  https://dfr.vermont.gov/about-us/legal-general-counsel/proposed-rules-and-public-comment            Information for Contact # 2 Level: Secondary     Name: Sheila Grace, General Counsel     Agency: Department of Financial Regulation     Address: 89 Main Street     City: Montpelier     State: VT     Zip: 05609     Telephone: 802-595-6052     Fax:     Email:  sheila.grace@vermont.gov                     Keyword Information Keywords: administrative procedures administrative hearings APA contested case financial regulation Accessbility Policy    |    Privacy Policy A Vermont Government Website   Copyright 2026 State of Vermont   v 1.0.2

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