fl-31383688: 69W-600.0015 — The purpose and effect is and to require a Canadian Broker-Dealer to provide its Canadian Revenue Agency Business Number, to update Form...

31383688, 69W-600.0015 - Florida Administrative Rules, Law, Code, Register - FAC, FAR, eRulemaking Home About Us Contact Us Help Florida Department of State and Division of Library and Information Services Home Advanced Search MyFLRules Rules Open for Comments Notice: 31383688 Notice of Rule Development Department: DEPARTMENT OF FINANCIAL SERVICES Division: Securities Chapter: REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS Overview RULE: 69W-600.0015   Canadian Dealer Notice-Filing 69W-600.0018   Notice-Filing and Requirements for Florida Limited Offering Exemption Issuers 69W-600.0019   Registration of Florida Limited Offering Intermediaries 69W-600.0145   Requirements for Florida Intrastate Crowdfunding Intermediaries PURPOSE: The purpose and effect is and to require a Canadian Broker-Dealer to provide its Canadian Revenue Agency Business Number, to update Form OFR CAN, Notice Filing for Canadian Broker-Dealer, Form FLO, Notice of Florida Limited Offering, and Form FLO-INT, Registration of Florida Limited Offering Intermediary Application for use in OFR’s new electronic filing system, and to implement Chapter 2024-168, and Chapter 2025-28, Laws of Florida. SUBJECT: Securities Regulation RULEMAKING AUTHORITY: 517.03, 517.12, 517.121, 517.0611, 517.1611, FS. LAW: 517.12, 517.121, 517.0611, 517.1611, FS. PRINT PUBLISH DATE: 9/18/2026   Vol. 52/182 RELATED STATUTES AND LAWS: 517.03, 517.12, 517.121, 517.0611, 517.1611, FS., 517.12, 517.121, 517.0611, 517.1611, FS. OVERSIGHT COMMITTEE: Joint Administrative Procedures Committee Florida Administrative Law Central Online Network (F.A.L.C.O.N.) RELATED COURT CASES: Division of Administrative Hearings FEDERAL eRULEMAKING WEB PORTAL: Regulations.gov HOW TO LINK TO THIS NOTICE: http://flrules.org/gateway/ruleno.asp?id=69W-600.0015&PDate=9/18/2026&Section=1 REFERENCE MATERIALS: No reference(s). Home Advanced Search MyFLRules Rules Open for Comments About Us Contact Us Help  Privacy Policies Accessibility Statement Copyright @ 2010 State of Florida Department of State Under Florida law, E-mail addresses are public records. If you do not want your E-mail address released in response to a public records request, do not send electronic mail to this entity. Instead, contact this office by phone or in writing.