ok-1287: Department of Securities — Organization and Procedures of Department of Securities
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The proposed rule amendments specify the applicable statutory provisions for summary orders that are not subject to the general hearing procedures; provide that the Administrator may enter an agreed scheduling order in addition to setting the hearing date or denying the hearing; amend the description of records that a records custodian is responsible for; update the process for the public to request inspection or copying of records; clarify the process for requesting interpretive opinions, no-action letters and discretionary orders of exemption; correct or remove statutory cites and terminology; and correct scrivener and numbering errors. The Administrator finds that the subject rule amendments are necessary or appropriate in the public interest or for the protection of investors and are consistent with the purposes intended by the Oklahoma Uniform Securities Act of 2004.
The agency’s own summary, as published.
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