California 2007-2008 Regular Session Status: Enacted 2 D cosponsors

AB 2149 — Broker-dealers and investment advisers.

Last action — Chaptered by Secretary of State - Chapter 476, Statutes of 2008.

  1. ✓
    Introduced
  2. ✓
    In Committee
  3. ✓
    Passed Assembly
  4. ✓
    Passed Senate
  5. ✓
    To Executive
  6. 6
    Enacted

This bill has been enacted into law. Introduced February 20, 2008. Enacted.

Prognosis

Likely to advance 82% · moderate confidence

Where this bill stands today.

Odds of enactment

High

How often bills like it became law.

  • Enacted

    Current position in the legislative process.

  • 13 sponsors

    1 primary, 12 co-sponsors signed on.

  • Single-party support

    Sponsorship is currently within one party (2 D).

  • Cleared a recorded vote

    Passed 6 recorded votes so far.

Prognosis reads this bill's own signals — stage, sponsorship breadth, committee status, recorded votes and cross-state momentum. Odds come from a model trained on which bills have become law.

Bill Text

Action History

  1. Chaptered by Secretary of State - Chapter 476, Statutes of 2008.

  2. Approved by the Governor.

  3. Enrolled and to the Governor at 4:30 p.m.

  4. Senate amendments concurred in. To enrollment. (Ayes 76. Noes 0. Page 6595.)

  5. In Assembly. Concurrence in Senate amendments pending. May be considered on or after August 16 pursuant to Assembly Rule 77.

  6. Read third time, passed, and to Assembly. (Ayes 26. Noes 9. Page 5059.)

  7. Read second time. To third reading.

  8. Read third time, amended. To second reading.

  9. Read second time. To third reading.

  10. From committee: Be placed on second reading file pursuant to Senate Rule 28.8.

  11. Read second time, amended, and re-referred to Standing Committee on Appropriations.

  12. From committee: Amend, do pass as amended, and re-refer to Standing Committee on Appropriations (Ayes 8. Noes 1.) .

  13. From committee chair, with author's amendments: Amend, and re-refer to committee. Read second time, amended, and re-referred to Com. on B., F. & I.

  14. Referred to Com. on B., F. & I.

  15. In Senate. Read first time. To Standing Committee on Rules for assignment.

  16. Read third time, passed, and to Senate. (Ayes 64. Noes 8. Page 4742.)

  17. Read second time. To third reading.

  18. From committee: Do pass. (Ayes 12. Noes 3.) (April 16).

  19. Re-referred to Standing Committee on Appropriations.

  20. Read second time and amended.

  21. From committee: Amend, do pass as amended, and re-refer to Standing Committee on Appropriations (Ayes 7. Noes 3.) (March 24).

  22. Re-referred to Standing Committee on Banking and Finance.

  23. From committee chair, with author's amendments: Amend, and re-refer to Standing Committee on Banking and Finance Read second time and amended.

  24. Referred to Standing Committee on Banking and Finance.

  25. From printer. May be heard in committee March 22.

  26. Read first time. To print.

Sponsors

  • De Leon · Cosponsor
  • Jones · Cosponsor
  • Lieber · Cosponsor
  • Parra · Cosponsor
  • Berg · Primary
  • Coto · Cosponsor
  • Lieu · Cosponsor
  • Mendoza · Cosponsor
  • Swanson · Cosponsor
  • Torrico · Cosponsor
  • Wolk · Cosponsor
  • Joaquin Arambula · Cosponsor
  • Lisa Calderon · Cosponsor

Sponsorship breakdown

Export CSV (upgrade) →

1 sponsors · 12 co-sponsors · 109 not signed on · 4 voted No

Sponsors (1)

  • Berg

Co-sponsors (12)

Not signed on (109)

109 members have not signed on to this bill.

Show all 109 →

"Not signed on" means a member has not sponsored or co-sponsored this bill — it does not imply opposition. Members flagged Voted No have a recorded No vote on this bill.

Whip count is in markup. Polling the chamber and every recorded vote this session. Only the first open is slow. It’s instant for you after this. Calling the roll · Tallying · Engrossing

Votes

AB 2149 BERG Concurrence in Senate Amendments

Passed 81 Yea · 0 Nay · 5 Other
Party YeaNayPresentNot Voting
Unaffiliated 74005
Democratic 4000
Republican 3000
Total 81005
% of votes cast 94%0%0%6%
How each member voted (86)
Member Party Vote
Hancock — Yea
Carter — Yea
Cook — Yea
Coto — Yea
Aghazarian — Yea
Duvall — Yea
Berg — Yea
Eng — Yea
Feuer — Yea
Charles — Yea
Fuentes — Yea
Fuller — Yea
Galgiani — Yea
Garrick — Yea
De — Yea
La — Yea
Torre — Yea
De — Yea
Leon — Yea
Hayashi — Yea
Hernandez — Yea
Jeffries — Yea
Dymally — Yea
Garcia — Yea
Horton — Yea
Houston — Yea
Anderson — Yea
Beall — Yea
Blakeslee — Yea
Karnette — Yea
Keene — Yea
La — Yea
Lieber — Yea
Nakanishi — Yea
Nunez — Yea
Parra — Yea
Plescia — Yea
Portantino — Yea
Salas — Yea
Saldana — Yea
Spitzer — Yea
Maze — Not Voting
Sharon — Not Voting
Runner — Not Voting
Soto — Not Voting
Krekorian — Yea
Levine — Yea
Ma — Yea
Mendoza — Yea
Mullin — Yea
Nava — Yea
Bass — Yea
Price — Yea
Ruskin — Yea
Silva — Yea
Smyth — Yea
Swanson — Yea
Torrico — Yea
Tran — Yea
Villines — Yea
Walters — Yea
Adams — Yea
Benoit — Yea
Brownley — Yea
Huff — Not Voting
Huffman — Yea
Leno — Yea
Lieu — Yea
Solorio — Yea
Wolk — Yea
Emmerson — Yea
Evans — Yea
Davis — Yea
DeSaulnier — Yea
DeVore — Yea
Furutani — Yea
Beth Gaines — Yea
Bill Berryhill — Yea
La Malfa — Yea
Arambula, Joaquin Democratic Yea
Caballero, Anna M. Democratic Yea
Calderon, Lisa Democratic Yea
Laird, John Democratic Yea
Jones, Brian W. Republican Yea
Niello, Roger W. Republican Yea
Strickland, Tony Republican Yea

Official roll call →

Assembly 3rd Reading AB2149 Berg By Lowenthal

Passed 27 Yea · 9 Nay · 5 Other
Party YeaNayPresentNot Voting
Unaffiliated 26904
Democratic 1001
Total 27905
% of votes cast 66%22%0%12%
How each member voted (41)
Member Party Vote
Alquist — Yea
Wyland — Yea
Kuehl — Yea
Lowenthal — Yea
Machado — Yea
Migden — Yea
Negrete — Yea
Perata — Yea
Scott — Yea
Ackerman — Nay
Yee — Yea
Margett — Nay
McClintock — Nay
Runner — Nay
Battin — Not Voting
Vincent — Not Voting
Harman — Nay
Hollingsworth — Nay
Cogdill — Nay
Kehoe — Yea
McLeod — Yea
Oropeza — Yea
Ducheny — Yea
Dutton — Nay
Romero — Yea
Steinberg — Yea
Torlakson — Yea
Aanestad — Yea
Ashburn — Yea
Maldonado — Yea
Ridley-Thomas — Yea
Simitian — Yea
Wiggins — Not Voting
Cedillo — Yea
Corbett — Yea
Correa — Yea
Cox — Nay
Denham — Yea
Florez — Not Voting
Calderon, Lisa Democratic Not Voting
Padilla, Stephen C. Democratic Yea

Official roll call →

Do pass as amended, and re-refer to the Committee on Appropriations.

Passed 8 Yea · 1 Nay · 2 Other
Party YeaNayPresentNot Voting
Unaffiliated 8102
Total 8102
% of votes cast 73%9%0%18%
How each member voted (11)
Member Party Vote
Lowenthal — Yea
Machado — Yea
Scott — Yea
Margett — Not Voting
Runner — Not Voting
Kehoe — Yea
Wiggins — Yea
Hollingsworth — Nay
Correa — Yea
Cox — Yea
Florez — Yea

Official roll call →

AB 2149 BERG Assembly Third Reading

Passed 70 Yea · 8 Nay · 8 Other
Party YeaNayPresentNot Voting
Unaffiliated 65608
Democratic 4000
Republican 1200
Total 70808
% of votes cast 81%9%0%9%
How each member voted (86)
Member Party Vote
Carter — Yea
Aghazarian — Yea
Cook — Yea
Coto — Yea
Berg — Yea
Evans — Yea
Charles — Yea
Feuer — Yea
Fuller — Yea
Furutani — Yea
Hancock — Yea
De — Yea
La — Yea
Torre — Yea
De — Yea
Leon — Yea
Hayashi — Yea
Garcia — Yea
Bass — Yea
Benoit — Yea
Blakeslee — Yea
Horton — Yea
Houston — Yea
Karnette — Yea
Keene — Yea
La — Yea
Lieber — Yea
Parra — Yea
Plescia — Yea
Portantino — Yea
Sharon — Yea
Runner — Yea
Salas — Yea
Saldana — Yea
Spitzer — Yea
Nunez — Yea
Maze — Nay
Dymally — Not Voting
Nakanishi — Not Voting
Soto — Not Voting
Duvall — Not Voting
Hernandez — Yea
Huff — Nay
Jeffries — Not Voting
Krekorian — Yea
Levine — Yea
Ma — Yea
Mendoza — Yea
Mullin — Yea
Price — Yea
Silva — Yea
Smyth — Yea
Swanson — Yea
Torrico — Yea
Villines — Not Voting
Walters — Nay
Adams — Yea
Anderson — Not Voting
Beall — Yea
Brownley — Yea
Huffman — Yea
Leno — Yea
Lieu — Yea
Nava — Yea
Ruskin — Yea
Solorio — Yea
Tran — Yea
Wolk — Yea
Emmerson — Yea
Eng — Yea
Davis — Yea
DeSaulnier — Yea
DeVore — Nay
Fuentes — Yea
Galgiani — Yea
Garrick — Not Voting
Beth Gaines — Nay
Bill Berryhill — Nay
La Malfa — Yea
Arambula, Joaquin Democratic Yea
Caballero, Anna M. Democratic Yea
Calderon, Lisa Democratic Yea
Laird, John Democratic Yea
Jones, Brian W. Republican Yea
Niello, Roger W. Republican Nay
Strickland, Tony Republican Nay

Official roll call →

Do pass.

Passed 12 Yea · 4 Nay · 3 Other
Party YeaNayPresentNot Voting
Democratic 1000
Unaffiliated 11403
Total 12403
% of votes cast 63%21%0%16%
How each member voted (19)
Member Party Vote
Karnette — Yea
Nakanishi — Nay
Sharon — Nay
Runner — Nay
La — Not Voting
Furutani — Yea
Leno — Yea
Lieu — Yea
Ma — Yea
Nava — Yea
Huffman — Yea
Krekorian — Yea
Solorio — Yea
Walters — Nay
Emmerson — Not Voting
Davis — Yea
DeSaulnier — Yea
La Malfa — Not Voting
Caballero, Anna M. Democratic Yea

Official roll call →

Subjects

finance
Cross-referencing the record. Reading this bill against every other bill in the corpus by meaning, not keywords. Only the first open is slow. It’s instant for you after this. Matching · Ranking · Engrossing

Frequently asked questions

Who sponsors AB 2149?
AB 2149 is sponsored by De Leon, Jones, Lieber, Parra, Berg, Coto, Lieu, Mendoza, Swanson, Torrico, Wolk, Arambula, Joaquin (Democratic), and Calderon, Lisa (Democratic).
What is the current status of AB 2149?
This bill has been enacted into law. Introduced February 20, 2008. Enacted.
Where can I track AB 2149?
Track AB 2149 free on One Click Politics — get push/email alerts when it moves.

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Last checked for changes 3 months ago · updated continuously

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