SR 101 — A resolution relating to the requirements under the Senate Code of Ethics for filing personal financial disclosure forms by senators and candidates for senate. (Formerly SSB 3038.)

Senate Resolution 101 - IntroducedReprinted SENATE RESOLUTION NO.

101 BY COMMITTEE ON ETHICS (SUCCESSOR TO SSB 3038) (As Amended and Passed by the Senate February 9, 2022) A Resolution relating to the requirements under the Senate Code of Ethics for filing personal financial disclosure forms by senators and candidates for senate.

Disclosures required under this rule shall be as ofSR the101 date(3) filed unless provided to the contrary, LSB 5774SV (2) 89 -1- jh/tmjh/tm/mb 1/10 S.R.

101 of the date filed unless provided to the contrary, and shall be amended to include interests and changes encompassed by this rule that occur while the general assembly is in session.

The nature of each business in which the candidate forSR senate101 is(3) engaged and the nature of the business LSB 5774SV (2) 89 -2- jh/tmjh/tm/mb 2/10 S.R.

101 for senate is engaged and the nature of the business of each company in which the candidate for senate has a financial interest.

AThe candidatesecretary forof the senate whoshall failsinform tothe fileethics acommittee completeof the financial statementstatements withthat theare secretaryfiled ofand senateshall byreport to the applicableethics deadlinecommittee shallthe benames finedof fiftyany dollars,candidates payablefor tosenate thewho Iowaappear senatenot forto deposithave infiled thecomplete generalfinancial fund.statements.

The secretary of the senate mayshall referrequest that a candidate for senate who has failed to file a complete the financial statement by the deadlines established under this code of ethics two or moreappears consecutive times to thehave ethicsfiled committeean andincomplete thefinancial committeereport may require the candidate to appeardo beforeso thewithin committee.five days.

BEIf ITa FURTHERcandidate RESOLVED,for Thatsenate Ruledoes 15not offile a complete financial statement within five days, the Senatecandidate LSBshall 5774SVbe (2)fined fifty SR 101 (3) 89 -3- jh/tmjh/tm/mb 3/10 S.R.

101 Codedollars, ofpayable Ethicsto for the Eighty-ninthIowa Generalsenate Assembly,for asdeposit adoptedin duringthe general fund, and the 2021ethics Sessioncommittee inmay Senaterequire Resolutionthe 1,candidate isto amendedappear asbefore follows:the committee.

BE IT FURTHER RESOLVED, That Rule 15 of the Senate Code of Ethics for the Eighty-ninth General Assembly, as adopted during the 2021 Session in Senate Resolution 1, is amended as follows:

Complaints may be filed by any person believing that a senator, candidate for senate, lobbyist, or client of a lobbyist has violated the senate ethics code, the joint rules governing lobbyists, or chapter 68B, as applicable.applicable .

A violation ofSR the101 criminal(3) law89 may-4- bejh/tm/mb considered4/10 toS.R. be a violation of this code of ethics if the violation constitutes a serious misdemeanor or greater, or a repetitive and flagrant violation of the law.

LSB101 5774SVof (2)the 89criminal -4-law jh/tmmay 4/10be S.R.considered to be a violation of this code of ethics if the violation constitutes a serious misdemeanor or greater, or a repetitive and flagrant violation of the law.

101 BE IT FURTHER RESOLVED, That Rule 19, paragraph “f”, subparagraph (2) of the Senate Code of Ethics for the Eighty-ninth General Assembly, as adopted during the 2021 Session in Senate Resolution 1, is amended as follows:

However, the report may be submitted to and considered during any special session which may take place after the second regular session of a general assembly has adjourned sine die, butSR before101 the(3) convening89 of-5- thejh/tm/mb next5/10 generalS.R. assembly.

BE101 ITbut FURTHERbefore RESOLVED, That Rule 21, paragraph “b” of the Senateconvening Code of Ethics for the Eighty-ninthnext Generalgeneral Assembly,assembly. as adopted during the 2021 Session in LSB 5774SV (2) 89 -5- jh/tm 5/10 S.R.

101BE IT FURTHER RESOLVED, That Rule 21, paragraph “b” of the Senate Code of Ethics for the Eighty-ninth General Assembly, as adopted during the 2021 Session in Senate Resolution 1, is amended as follows:

23.SR 101 (3) 89 -6- jh/tm/mb 6/10 S.R.

101 23.

THE SENATE Ethics Complaint Form LSBRe: 5774SV (2) 89 -6- jh/tm 6/10 S.R.

101 Re:

STATE OF IOWA THESR SENATE101 COMMITTEE(3) ON ETHICS ) IOWA STATE SENATE ) ) LSB 5774SV (2) 89 -7- jh/tmjh/tm/mb 7/10 S.R.

101 THE SENATE COMMITTEE ON ETHICS ) IOWA STATE SENATE ) ) On The Complaint Of ) NOTICE OF COMPLAINT ) ___________________________ ) ) And Involving ) ) ___________________________ ) ) TO ________________________________, Senator or Candidate for Senate or Lobbyist or Client of Lobbyist named above:

________________________________SR Chairperson,101 Senate(3) Ethics Committee, or Secretary of the Senate LSB 5774SV (2) 89 -8- jh/tmjh/tm/mb 8/10 S.R.

101 ________________________________ Chairperson, Senate Ethics Committee, or Secretary of the Senate 25.

YouSR are101 further(3) notified that, after preliminary review, the committee has caused a public hearing to be scheduled on (date)___________________, ________, at (hour) ___________ (a.m.) (p.m.), in Room ____, State LSB 5774SV (2) 89 -9- jh/tmjh/tm/mb 9/10 S.R.

101 You are further notified that, after preliminary review, the committee has caused a public hearing to be scheduled on (date)___________________, ________, at (hour) ___________ (a.m.) (p.m.), in Room ____, State Capitol, Des Moines, Iowa.

________________________________ Chairperson, Senate Ethics Committee, or Secretary of the Senate LSBSR 5774SV101 (2)(3) 89 -10- jh/tmjh/tm/mb 10/10